Ancient Rome · AD 451
Why did the East survive when the Western Empire fell?
The seminar question: “Why did the East survive when the West fell? Consider geography, wealth and contingency, and what they imply about the West’s chances.”
Between 410 and 476 the Western Roman Empire lost provinces faster than it could replace their taxes. The decisive blow came on 19 October 439, when Geiseric’s Vandals took Carthage and Africa, which supplied Rome’s grain and much of the West’s revenue; a joint armada sent to recover it was destroyed off Cape Bon in 468.
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The Western empire needed Africa to pay for its defense. By the time Geiseric led perhaps eighty thousand Vandals and their families across the strait of Gibraltar in 429, war and the loss of control had disrupted revenue from Britain, Spain and Gaul. Africa, by contrast, remained prosperous and comparatively secure. It supplied grain to Rome and may have furnished two-fifths of the revenue still available to the western government, much as Egypt supported the East. Geiseric moved along the coast and took Carthage without a siege on 19 October 439. The government now had to find the money to recover a province whose taxes it had just lost.
The short answer
- Africa and the army. The western army depended on the combined revenues of Africa, Gaul, Spain and Italy. One estimate puts the cost of a late Roman soldier at roughly the taxes of five peasant households. Britain was lost in 410; Sueves and Vandals entered Spain after 409, with much of it lost by the 420s; Aquitaine was ceded to the Visigoths in 418; and northern Gaul became autonomous. Africa fell in 439. Revenue may then have been halved, although the threats remained. Grants of land to federates answered an immediate need for payment at the cost of reducing the taxable base again.
- Federate soldiers and their patrons. Western armies in the 450s brought Gothic, Hunnic, Burgundian and other forces together under Roman patrons. Their coalition could be effective, as the Catalaunian Fields showed, but its members expected support and rewards. In 476 soldiers sought land in place of pay, and Odoacer removed a government unable to satisfy them. The relationship recalls the client armies of Chapter 4: the ties that helped commanders assemble forces also gave soldiers’ demands political force.
- The eastern choice. The East had its own defense to finance. Constantinople paid gold to Attila, potentially buying relief more cheaply than war, and fortified the Theodosian Walls. Yet the joint expedition of 468 shows that it also committed vast resources to recovering Africa. After the fleet was destroyed at Cape Bon, it mounted no comparable attempt. The surviving eastern tax base and administration later supported Justinian’s brief reconquests of Africa and Italy, as well as the preservation of Roman law. The division marked in 395 had become a division between a surviving eastern core and a West the East could no longer restore at that cost.
- Loyalty and protection. Odoacer met no popular rising or senatorial resistance in 476, and no province is recorded begging for reunion. Different groups had reasons to accept a new ruler. Aristocrats could retain estates and serve kings who governed through Roman law, officials and the church. Salvian reported around 440 that some poor Romans went to the Goths to escape Roman tax collectors. He wrote as a moral critic, not a pollster; still, his account raises a question about loyalty to a government that continued to demand taxes after it had ceased to protect its subjects.
THE TURNING POINT
Carthage, 19 October 439. A tradition says that Geiseric entered Carthage while its garrison watched races at the hippodrome; the city fell without a siege. Its capture connects the end of the western empire to the beginning of this atlas. Six centuries earlier, the Republic built successive fleets to contest Carthage’s power at sea. Now a sea-borne enemy held the city and the African revenues Rome needed. The fleets of 441, 460 and 468 failed to recover them. The two Carthage markers show how the same city remained important as Rome’s fortunes changed.
What it changed
Successor kingdoms. The western provinces became kingdoms governed by Visigoths in Spain, Franks in Gaul, Vandals in Africa and Ostrogoths in Italy. These military elites ruled Roman populations and relied on established landowners, bishops and Latin law. Their kingdoms followed different courses, but the settlements of 418–511 helped shape later western Europe; the Frankish kingdom contributed to the formation of France. The end of western imperial government opened the histories of these successor states.
Bishops and cities. Bishops possessed literacy, resources and networks organized through Roman dioceses. As imperial administration weakened, cities could look to them for food, ransom, justice and records. The bishop of Rome already claimed primacy, and no western emperor now resided in the city. The medieval papacy developed over a longer period, but the church acquired responsibilities as well as influence in the changing order. Chapter 12 follows that development.
Roman rule in the East. In 476 Constantinople retained an emperor, Roman administration and law, Greek learning and an economy using the gold solidus. Justinian’s codification in 529–534 became an important ancestor of later civil-law systems. The imperial line continued until 1204, and a Roman empire endured in the East for centuries after 476. Its people understood themselves as Romans, even as Greek became central to their political culture. The final map shows where imperial Rome continued.
The full answer, argued
Many historians rank geography first. Constantinople was protected by the Bosporus and the Theodosian Walls, and Anatolia, Syria and Egypt supplied a comparatively sheltered tax base. Western wealth in Africa, Italy and southern Gaul lay behind long, exposed frontiers. Wealth comes next, although the two were connected: the richer, more urbanized and monetized East could pay Attila, maintain armies and recover from defeats such as Cape Bon. The West never recovered Africa’s revenue. Contingency mattered as well: Geiseric took Africa, eastern diplomacy directed Theodoric toward Italy in 488, and eastern emperors were not children during the worst decades. On this ranking, holding or recovering Africa was a major western chance. The expeditions of 441–468 show that rulers saw its importance, though recovering it would not have resolved every political difficulty.
An interesting fact
Romulus Augustulus, deposed in 476, bore the name of Rome’s founder and a diminutive of its first emperor: Augustulus means “little Augustus.” He received a pension of 6,000 solidi a year and lived at Lucullus’s former villa on the Bay of Naples. Around 507–511 Cassiodorus recorded a grant to a “Romulus”; if this was the former emperor, he may have survived his empire by thirty years. Constantinople had never recognized him as emperor. Its recognized western emperor, Julius Nepos, remained in Dalmatia until his murder in 480.
This is the study layer of Fall of the Western Roman Empire, chapter 11 of The Rise and Fall of Rome, 264 BC – AD 476; the full index of the atlas is here.
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