Ancient Rome · AD 396
Why did the Goths admitted in 376 sack Rome in 410?
The seminar question: “How did Goths seeking admission in 376 come to sack Rome in 410? Which decisions offered opportunities to change that course?”
In 376 Rome admitted Gothic refugees fleeing the Huns across the Danube, but corrupt officials starved and exploited them until they rebelled. At Adrianople on 9 August 378 the Goths destroyed an eastern army and killed Emperor Valens; Rome then settled them inside the empire as foederati, and in 410 the Goths sacked Rome.
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The Huns, mounted nomads advancing west from the steppe, shattered the Gothic world north of the Danube. In 376 perhaps a hundred thousand Goths came to the river seeking admission to the empire. Valens saw an opportunity: settlers could become taxpayers and soldiers. Feeding and settling such a large group was difficult, but Roman officials made the task worse. They diverted provisions and exploited the people left hungry. The Goths revolted.
The short answer
- The Huns and Roman choices. Peter Heather gives the Huns a central place in the explanation. Their advance compressed peoples against Roman frontiers within a generation, linking the pressures behind the crossings of 376 and 406 with Attila’s campaigns in Chapter 11. Other historians emphasize the empire’s internal condition: earlier governments had dealt with Cimbri, Marcomanni and Goths. These questions belong together. Rome did not create the pressure from the steppe, but its institutions and decisions helped determine the outcome when people reached its borders.
- The cost of Adrianople. The force lost at Adrianople had served as the eastern empire’s strategic reserve. The Republic could replace losses after Cannae from a citizen-militia base and its Italian allies; the late empire needed money and recruits to rebuild its army. The 382 treaty supplied Gothic soldiers in response to that shortage. Later losses of taxable land could make replacement still harder: less revenue meant fewer resources for troops, and concessions to armed groups could in turn reduce the revenue available. Chapter 11 follows this fiscal argument. The treaty answered a real need, even though later outcomes were not inevitable.
- Civil wars and frontiers. Theodosius marched the eastern army west against Roman usurpers in 388 and 394, drawing resources away from the Rhine and Danube. A rival could take an emperor’s throne, so the danger was immediate. The provinces bore part of the cost when frontier forces were weakened. Peoples crossed the Rhine in 406 after withdrawals; Stilicho’s defense of Italy also drew troops from Britain and Gaul, where Constantine III emerged as a usurper. Protecting a ruler against Roman competitors could leave the empire less able to defend its borders.
- The problem of integration. Rome had brought Gauls, Spaniards and Illyrians into its political and military life over centuries. Could it have accommodated the Goths in a comparable way? Alaric’s long pursuit of office suggests an opportunity, although any agreement would have needed both parties to sustain it. Hostile factions at court and religious differences—the Goths were Arian Christians—made accommodation harder. Attacks on federate families in 408 pushed soldiers toward Alaric, making the problem more urgent.
THE TURNING POINT
Adrianople, 9 August 378. Rome had recovered from lost armies before. At Adrianople the destruction of Valens’s force nevertheless narrowed the choices available to his successors. The settlement of 382 recognized Gothic forces inside the frontier under their own leaders and relied on a treaty to secure their service. Later Roman governments faced demands from Vandals, Sueves and Burgundians; the Gothic agreement offered a precedent, though it did not determine the terms of every later bargain. Ancient writers saw Adrianople as the beginning of the end. Modern historians differ, but the defeat changed the conditions of Rome’s relationship with the Goths.
What it changed
The exposed West. The division of 395 left the east with Constantinople’s fortified approaches and a larger share of imperial revenues—roughly two-thirds by one estimate. The west had the long Rhine and upper Danube frontiers, Britain, and the vital grain and taxes of Africa. Losses in 406, 410 and 439 therefore fell on the government with less capacity to replace them. The loss of Africa in 439 made the disparity especially consequential. Chapter 11 follows the western balance sheet.
The meaning of 410. The court was safe in Ravenna when Rome was sacked. Alaric died within months and his Goths later moved toward Gaul, but the event’s meaning outlasted its immediate damage. Pagans blamed the abandonment of the old gods. Augustine answered that no earthly city was the City of God: the fate of a political order was distinct from Christians’ ultimate hopes. That distinction helped shape Latin Christian thinking about politics for centuries.
Britain after imperial rule. Around 410 imperial government withdrew from Britain without an immediately succeeding single conquering government. Towns, villas, coinage and literacy contracted especially severely as the institutions supporting them disappeared. Bryan Ward-Perkins draws on pottery and coin distribution to examine the material consequences. Britain gives Chapter 12 a case in which to ask what the words “fall” and “transformation” explain.
The full answer, argued
The crossing offered Rome prospective settlers and soldiers. It was the diversion of food by officials that helped turn settlement into revolt. Valens then attacked at Adrianople without waiting for the western army, and defeat limited the choices open to his successors. The 382 treaty supplied needed soldiers while recognizing Gothic forces under their own leaders. Later, land and a command for Alaric might have provided another accommodation within the empire. The execution of Stilicho and attacks on federate families in 408 strengthened Alaric instead. The years before 408 were a possible last opportunity for a negotiated settlement, though its success cannot be known. Each choice altered the circumstances in which the next had to be made.
An interesting fact
Galla Placidia, the emperor’s half-sister, was among the hostages taken away by the Goths. At Narbonne in 414 she married their king Athaulf in Roman dress, while a deposed Roman emperor sang the wedding hymn. A contemporary reports that Athaulf had come to favor restoring the Roman name with Gothic arms. After his death she returned in exchange for 600,000 measures of grain, married a Roman general and became Augusta. She later governed the western empire for roughly a dozen years as regent for her son, its emperor.
This is the study layer of Adrianople and the sack of Rome, chapter 10 of The Rise and Fall of Rome, 264 BC – AD 476; the full index of the atlas is here.
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